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Westchester Aikido Blog: Studies in martial arts training in general, and Aikido specifically.
Basic Strategies
In Aikido, we are taught that O'Sensei utilized two major strategies: Break Maia (or distance) and inviting the attack in order to counter attack.  While there are other strategies, these are the two he emphasized for the most part.  First we will look at these strategies.  In a later article we will consider ancillary strategies.  The text we will utilize is Miyamoto Musashi's A Book of Five Rings, particularly the Fire Book within the text.

Specifically, Musashi includes three methods.  (1) You launch the attack, (2) you feign weakness and counter attack or (3) you attack simultaneously with the enemy's attack. 

In Aikido, when inviting the attack, we attempt to create a vacuum or suction like feeling, drawing in the attack.   Then we evade the attacking movement and control the attacker so as not to harm them. 

Breaking maia is straightforward.  When the opening is there, or you have taken your partner's center, then a straighforward attack can abruptly end the violence. 

Again, in Aikido, the objective is not to kill the attacker, but control them without harm.  In this manner, we may launch a strike to trigger a block from the potential attacker.  When they block, we use their blocking motion to apply a joint lock, pin or throw.  The emphasis is not to strike with the intent of causing damage.  We can also actually strike as a distraction to apply a controlling technique afterwards.  At times, we withdraw the force of the attack  before making contact.  Should the attacker expect the pressure of the attack and then suddenly not receive it, he/she may become unbalanced and we can then lead them with a more typical controlling technique without really making contact.

The objective in Aikido is not to harm or kill, or even to win a competition.  It is to defend oneself while protecting the attacker to the best of our abilities.  However, sometimes the best defense is a good offense.  Therefore, we do not simply wait for an attack passively and try to defend ourselves after it is launched.  In this sense, Aikido does not conform to the mainstream ideas of a "defensive martial art."  Effective strategy suggests a need to keep the attacker off balance by taking advantage of any opportunity to attack.  However, the point of the attack, again, is not to harm, but to control.

Below is an exerpt from Musashi's  Book of Five Rings (Fire Book) that details his view of the strategies:

The Three Methods to Fortestall the Enemy

The first is to forestall him by attacking. This is called Ken No Sen (to set him up).

Another method is to forestall him as he attacks. This is called Tai No Sen (to wait for the initiative).

The other method is when you and the enemy attack together. This is called Tai Tai No Sen (to accompany him and forestall him).

There are no methods of taking the lead other than these three. Because you can win quickly by taking the lead, it is one of the most important things in strategy. There are several things involved in taking the lead. You must make the best of the situation, see through the enemy's spirit so that you grasp his strategy and defeat him. It is impossible to write about this in detail.

The First - Ken No Sen

When you decide to attack, keep calm and dash in quickly, forestalling the enemy. Or you can advance seemingly strongly but with a reserved spirit, forestalling him with the reserve.

Alternately, advance with as strong a spirit as possible, and when you reach the enemy move with your feet a little quicker than normal, unsettling him and overwhelming him sharply.

Or, with your spirit calm, attack with a feeling of constantly crushing the enemy, from first to last. The spirit is to win in the depths of the enemy.

These are all Ken No Sen.

The Second - Tai No Sen

When the enemy attacks, remain undisturbed but feign weakness. As the enemy reaches you, suddenly move away indicating that you intend to jump aside, then dash in attacking strongly as soon as you see the enemy relax. This is one way.

Or, as the enemy attacks, attack more strongly, taking advantage of the resulting disorder in his timing to win.

This is the Tai No Sen principle.

The Third - Tai Tai No Sen

When the enemy makes a quick attack, you must attack strongly and calmly, aim for his weak point as he draws near, and strongly defeat him.

Or, if the enemy attacks calmly, you must observe his movement and, with your body rather floating, join in with his movements as he draws near. Move quickly and cut him strongly.

This is Tai Tai No Sen


These things cannot be clearly explained in words. You must research what is written here. In these three ways of forestalling, you must judge the situation. This does not mean that you always attack first; but if the enemy attacks first you can lead him around. In strategy, you have effectively won when you forestall the enemy, so you must train well to attain this.

2006-11-07 03:43:19 GMT
Comments (5 total)
Author:Steve
This question came in anonymously by email: "Why is it our responsibility to not cause harm to the attacker? In launching the attack, hasn't the attacker voluntarily taken on the risk of harm to himself?"
2006-11-14 23:04:59 GMT
Author:Steve
We should look at this from several angles. First let us look at the notion of taking responsibility. A doctor takes responsibility to heal patients. There are doctors who work in prisons, even on death row. They take responsibility to heal patients immediately prior to their execution. Is that wrong, or is that a good thing for them to do. (While I understand this to be controversial in this country, executing a murderer who is currently incarcerated and not a danger to society, unable to plan or participate in future murders, is clearly unethical. Thus, the executors are woefully wrong). A murderer in this country clearly takes on the risk of being killed, but the doctors whose job it is to treat them is performing important work, benefitting himself and society at large.

If someone breaks into your home with an intent to kill, then you benefit yourself and them if you take responsibility to minimize the harm to them. In I believe all religions, for example, they teach "love thine enemy" and other similar ideas. You should respond to a would be murderer with an intent to protect and take care of them, as that is best for both of you.

Then we should look at this from a martial angle. What happens when you try to protect someone who wants to kill you? First, they are more likely to rethink their objectives and decide to let you be. If that does not work, your technique will tend to be more effective. If you don't extirpate from its root the selfish notion, "well he wants to hurt me so why should I help him, I'll just hurt him badly to teach him a lesson," then this thought process severs the natural power that flows through your body. Your roots, bringing power from the ground are cut off. Your shoulders rise, you become fearful that he will get you before you get him. You become clouded and cannot perceive his attack through your own fears. "Will he strike this way or that?" The mind begins calculating what it can do for self preservation tactically. If the attacker sees your fears, he can play you like a puppet. Knowing that you will do the best for this other person will bring a sense of calm, so that you can see his fears instead. To the extent the attacker receives an unconscious message that you wish them no harm, their interest in resisting your technique will diminish. All of this plays to your favor martially.

However, make no mistake. I do not advocate hugs and kisses for someone intent upon killing you. Someone such as that is certainly very thick with malice. Instead of thinking in terms of harming them, we should think in terms of communicating. What they are trying to do is harmful to you, but it is also very harmful to them. To the extent they succeed, they become a murderer. You must be firm and communicate that this course of action is detrimental to them. Pain is often a motivating factor in accomplishing this goal. But when inflicting pain, we only inflict that which is necessary to communicate the point, wishing no further harm to the attacker. When the message has been received and the warning heeded, further damage is discontinued.

There are circumstances where it is appropriate to kill an attacker. For further reference, read the lower segments of www.scarsdaleaikido.com/saotome.html.

To be continued...
2006-11-15 15:01:50 GMT
Author:Steve
Continued:

Now, when viewed from the vantage point of the attacker, yes, they certainly do take on the risk of harm to themselves. That is why, in caring for them, it is so important to insure that you communicate effectively that they never place themselves in such a precarious situation again. However, for your martial art to be most effective, you should a responsible attitude towards them, thus avoiding such conflicts and minimizing harm when they do occur. You will benefit most from this approach, as will society at large. The initial panic reaction to forget them and just take care of yourself is more likely to get you killed than them. However, when in the heat of battle, as a beginner, you can only do your best. Your responsibility is not to be successfuly, but to try your best.
2006-11-15 15:02:54 GMT
Author:Steve
"However, the point of the attack, again, is not to harm, but to control."
It seems that controlling someone - since it's done against the other's will - is a form of harm. While I understand that martially controlling is less harmful than inflicting physical damage, how does aikido view control outside of martial situations - can it be considered helpful? Can't it be considered a form of manipulation?
2006-11-24 01:42:31 GMT
Author:Steve
If you control someone in an artificial manner, that is harmful to them. The fact that you prevent them from say killing you is a greater good than the harm you cause them. All this is true.

All this is also not Aikido. Artificially controling someone is based on the notion that "I am here and you are there and I will enforce my will upon you." There is a concept of I which is not accurate, a concept of you, which is not accurate, and a concept of a particular set of circumstances one wishes to enforce, which again is not accurate. This is harmful to the attacker and also far less effective from a martial standpoint.

In aikido, we do not operate with an artificial approach such as this. The actual meaning of the term "control the attacker" is different here. There is no concept of this "I" and no concept of this "you" and further no concept of the set of circumstances which one wishes to fulfill. The activity is natural and reflexive, like sparks flying off when striking flint. You feel compassion and concern for the attacker. If they wish to kill me, I do not become confused and give them what they wish. Instead, I understand them on a deeper level. If they kill me, they become a murderer. If caught in this country, they may experience many years of prison. In addition, depending upon one's beliefs, after such an execution, they may spend a prolonged period in a warm climate. This is very bad for them and not what they wish. I therefore act immediately on their behalf by preventing their actions from successfully killing me. Again, it is simply reflexive.

Take a different example. Say I own a work of art, and someone is genuinely drawn to it in a strong manner. If they have a strong desire for the artwork and I judge it best for them to have it, even if I also enjoy the same artwork, I may simply give it to them with the same reflexiveness as described above. The frame of mind is the same, giving people what they need reflexively, but the actions are opposite. In one instance I pin someone to the ground and cause pain. In another instant, I give someone a valuable work of art. The difference in the action is determined by the differing needs of the people involved...
2006-11-24 01:59:03 GMT
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Suggested reading:


General
Art of War - Sun Tzu - Ancient
Taoist text on warfare and strategy.

Book of Five Rings - Miyamoto
Musashi - Known as one of the
greatest Japanese swordsmen,
text addresses strategic elements.

Tai Chi Classics - Various -
Ancient Taoist masters impart their
understanding of Tai Chi Chuan.

The Sword & the Mind Vol 1-3
by Yagyu Munenori

Consider also,
Zen and the Samurai - DT Suzuki
(two essays within
Zen and
Japanese Culture
); The
Unfettered Mind
by Takuan Soho

Aikido

Budo and The Art of Peace, by
Morehei Ueshiba,

The Spirit of Aikido  and Aikido,
by Kisshomaru Ueshiba

Best Aikido, by both Kisshomaru
and Moriteru Ueshiba

Takemusu Aikido Vol 1-5 and
Takemusu Aikido Special
Edition: Commentary on Budo
by Morihiro Saito

Ki in Daily Life  and Book of Ki by
Koichi Tohei (Combines Japanese
Yoga & Aikido)

Principles of Aikido and Aikido
and the Harmony of Nature
by
Mitsugi Saotome

In addition, for those interested in
the topic,
Zen and AIkido may be
an good text, by Kenji Shimizu and
Shigeo Kamata